Manager, Internal Audit Information Technology & Security
Company: Options Clearing Corporation
Location: Rockford
Posted on: January 25, 2023
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Job Description:
Who We AreThe Options Clearing Corporation (OCC) is the largest
equity derivatives organization in the world. We provide central
counterparty clearing and settlement services for equity options,
futures, options on futures, and securities lending transactions.
We serve approximately 115 clearing members and 15 exchanges
including CBOE, Nasdaq, and NYSE.What We OfferWe offer a highly
collaborative and supportive environment developed to encourage
work-life balance and employee wellness. Some of these components
include:A hybrid work environmentUp to 2 days per week of remote
workTuition Reimbursement to support your continued
educationStudent Loan Repayment AssistanceTechnology Stipend
allowing you to use the device of your choice to connect to our
network while working remotelyGenerous PTO and Parental
leaveCompetitive health benefits including medical, dental and
visionWhat You'll DoThis role will manage independent assessments
of OCC's Information Technology and Security environment, risk
management, and other objectives as needed. The role is responsible
for defining the proper scope, approach, and quality are integrated
into each audit and that regulatory, operational, and strategic
risks are sufficiently mitigated by Management. This role will also
be required to present recommendations for improvements to the
Internal Audit Leadership and finding owners. In addition, as a
manager you will own the coaching of your direct reports,
developing their skills and supporting their career
development.Primary Duties and Responsibilities:To perform this job
successfully, an individual must be able to perform each primary
duty satisfactorily.Responsibilities will be aligned, but not
limited, to four pillars:DeliveryAid in the development of the risk
assessment and comprehensive audit plan on an annual basis.Lead
multiple audits and validations simultaneously.Defining and leading
the execution of audit projects in accordance with the annual audit
plan.Owning the audit quality, accuracy of results, and delivery in
a timely manner.Leading audits related to organization changes
including business requirements definitions, technology
implementations (e.G., changes to the supported business
processes), engagement and alignment of change initiatives to
business objectives.QualityAbility to clearly articulate
professional principles and standards (e.G., AICPA, IIA IPPF,
COBIT, NIST CSF) and the relevancy to risk management and impact on
policies and procedures. In addition, leveraging these principles
and standards to test and evaluate corporate risk management
processes and controls.Maintaining an understanding of policies,
procedures, standards, and supporting technologies, and educating
staff accordingly, to effectively identify potential risks and
alternatives to mitigate risk exposure leveraging leading
practices.Keeping current on leading practices and emerging risks
within the financial services industry and making recommendations
for improvements as necessary.Serving as a liaison with external
parties and regulators to facilitate timely and efficient external
reviews, knowledge transfer, and controls and process
education.Supporting other department-wide activities such as but
not limited to peer reviews of audit deliverables, policy and
procedure development and refinement, etc.LeadershipLead and
implement strategic initiatives related to new audit
programs/processes, technology or other initiatives.Planning,
leading and reporting for risk-based and special request audit
assignments.Proactively identifying regulatory, operational, and/or
strategic risks to the organization and deliver recommendations for
improvements to senior leadership.Developing and maintaining
effective relationships with business groups and leadership and
partnering with management.Team DevelopmentEffectively lead audit
staff, providing direction, clearly defined performance
expectations, coaching and feedback, and
recognition/motivation.Providing oversight and coaching to the
team, both internal and/or co-sourced resources, confirming the
delivery, quality and auditee experience.Supervisory
Responsibilities:Manage a teamQualifications:The requirements
listed are representative of the knowledge, skill, and/or ability
required. Reasonable accommodations may be made to enable
individuals with disabilities to perform the primary
functions.Qualifications & Experience will be required, but not
limited, to:QualificationsAbility to communicate clearly and
effectively, both orally and in writing, including the ability to
handle potentially sensitive situations and discussions.Strong
problem solving and analytical capabilities.Demonstrated ability to
gather, analyze, and evaluate facts, and prepare and present
concise oral and written reports.Ability to work independently or
as part of a team, prioritizing multiple audit assignments to
simultaneously complete each in a timely
fashion.ExperienceExperience working in a complex, fast paced
environment.Experience using the principles, practices, and
techniques involved in conducting audits in accordance with the
requirements set forth in the International Standards for the
Professional Practice of Internal Auditing published by the
Institute of Internal Auditors (IIA).[Preferred] Consulting and/or
accounting firm experience.[Preferred] Experience in Financial
Services/Security Industry and working with regulations such as
Regulation Systems Compliance and Integrity (Reg SCI).Technical
Skills:[Required] Microsoft Office applications[Required]
Proficiency using Archer or other audit or Governance Risk and
Compliance (GRC) software[Required] Familiarity with security tools
such as: CyberArk, Splunk, SailPoint[Required] Familiarity with
change management tools such as: ServiceNow, Jira, Confluence,
GitHub[Preferred] Familiarity with databases such as: Oracle, DB2,
SQL[Preferred] Familiarity with cloud based solutions: AWS, Azure,
Oracle Cloud, WorkdayEducation and/or Experience:[Required]
Bachelor's degree (or equivalent) in Information Technology,
Computer Science, Computer Engineering, Accounting, Finance,
Business Administration, or related field.[Required] 5+ years of
experience (audit-related) in conducting risk-based Information
Technology and Security audits and projects, cyber security
reviews, and internal audits.Certificates or Licenses:[One of these
required] Certified Information Systems Auditor (CISA), Certified
Information Systems Security Professional (CISSP), Certification in
Risk Management Assurance (CRMA), Certified Internal Auditor (CIA),
Certified Public Accountant (CPA), or equivalent.Step 1When you
find a position you're interested in, click the 'Apply' button.
Please complete the application and attach your resume.Step 2You
will receive an email notification to confirm that we've received
your application.Step 3If you are called in for an interview, a
representative from OCC will contact you to set up a date, time,
and location.For more information about OCC, please click here.OCC
is an Equal Opportunity Employer
Keywords: Options Clearing Corporation, Rockford , Manager, Internal Audit Information Technology & Security, Executive , Rockford, Illinois
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